Introduction

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Use Cases

Performance is measured for one-to-many (aka identification mode). This scenario involves searching an authentication template against a database of enrolled templates. Examples of one-to-many applications are watchlists and access control systems

Performance Metrics

Biometrics are performed in a series of steps. An enrolled database is created. People are then searched against the enrolled database. Major steps are: template creation, their enrollment in the database, and searches against the database.

Factors that impact the performance of a system are the time it takes to create a matchable template and the time it takes to search against the database. How frequently the correct person is found in the database as well as how frequently a person is correctly identified as not being enrolled.

Offline testing cannot capture all aspects of a biometric system. Notably if a failure to acquire occurs a new sample cannot be acquired. Useability isn’t tested. Purely technical.

Accuracy

The degree of dissimilarity between two biometric templates is quantified by a dissimilarity score. In the case of John Daugman’s IrisCode algorithm Daugman (2004), the dissimilarity score is also known as a fractional Hamming Distance. A dissimilarity score is referred to as if it is the result of comparing two templates representing the same iris (in the case of single-eye comparisons) or pair of irides (in the case of two-eye comparisons). It is known as a score if it is the result of comparing templates representing different irides. An identity claim is accepted if the dissimilarity score is below (or equal to) a preset decision threshold. Otherwise, the identity claim is rejected. As with any binary classification problem, two types of decision errors are possible. The first occurs when a nonmated comparison is misclassified as mated. This is known as a . The second type of decision error occurs when a mated comparison is misclassified as nonmated. This is known as a .

Adjusting the decision threshold reduces the rate of one type of error but at the expense of the other. This relationship is characterized by a DET curve Martin et al. (1997), which plots the tradeoff between the two error rates. DET curves have become a standard in biometric testing, superseding the analogous ROC curve. Compared to ROC curves, the logarithmic axes of DET curves provide a superior view of the differences between matchers in the critical high performance region.

Open-set biometric systems are tasked with searching a biometric sample against an enrollment database and returning zero or more candidates. A candidate is returned if the matcher determines that its dissimilarity to the searched image is at or below a preset decision threshold. A false positive occurs when a search returns a candidate for an individual that enrolled in the database. A false negative occurs when a search return the correct candidate for an individual that enrolled in the database. Brief definitions of the two opposing error rates are provided in Table . Raising the decision threshold increases the false negative identification rate (FNIR) but decreases the false positive identification rate (FPIR). Although the metrics do not strictly represent error rates in a binary classification system, core accuracy is still presented in the form of Detection Error Tradeoff (DET) plots, this time showing the tradeoff between FPIR and FNIR.

False positives are computed exclusively from non-mated searches (i.e. searches for which the searched individual is not enrolled in the database). This is more reflective of operation than if false positives had been computed from mated searches with the correct candidates removed from the list. Similarly, false negatives are computed exclusively from mated searches.


Timing

Timing statistics are presented as the actual physical time that elapsed for the operations of template creation and template comparison. Timing statistics are collected for single-threaded operations on otherwise unloaded machines. For ease of testing and fair comparison, submissions were required to operate in single-threaded mode. Operationally, software can be designed to exploit multiple cores when available to expedite template creation and comparison.

Timing statistics are presented as the actual physical time that elapsed for the operations of template creation and template comparison. Timing statistics are collected for single-threaded operations on otherwise unloaded machines. For ease of testing and fair comparison, submissions were required to operate in single-threaded mode. Operationally, software can be designed to exploit multiple cores when available to expedite template creation and comparison.

Timing statistics are presented as the actual physical time that elapsed for the operations of template creation and template comparison. Timing statistics are collected for single-threaded operations on otherwise unloaded machines. For ease of testing and fair comparison, submissions were required to operate in single-threaded mode. Operationally, software can be designed to exploit multiple cores when available to expedite template creation and comparison.


Template Size

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Timing statistics are presented as the actual physical time that elapsed for the operations of template creation and template comparison. Timing statistics are collected for single-threaded operations on otherwise unloaded machines. For ease of testing and fair comparison, submissions were required to operate in single-threaded mode. Operationally, software can be designed to exploit multiple cores when available to expedite template creation and comparison.

Timing statistics are presented as the actual physical time that elapsed for the operations of template creation and template comparison. Timing statistics are collected for single-threaded operations on otherwise unloaded machines. For ease of testing and fair comparison, submissions were required to operate in single-threaded mode. Operationally, software can be designed to exploit multiple cores when available to expedite template creation and comparison.


Results

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DET Plots

Section dedicated to DET plots.

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Boxplots

Section dedicated to box plots.

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Tables

Section dedicated to tables.

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References

Daugman, J. 2004. “How Iris Recognition Works.” IEEE Transactions on Circuits and Systems for Video Technology 14 (1): 21–30. https://doi.org/10.1109/TCSVT.2003.818350.

Martin, A., G. Doddington, T. Kamm, M. Ordowski, and M. Przybocki. 1997. “The DET curve in assessment of detection task performance.” In Proc. Eurospeech, 1895–8.